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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934*
(Amendment No. 1)
AeroVironment, Inc.
(Name of Issuer)
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
008073108
(CUSIP Number)
December 31, 2008
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting persons initial filing on
this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for
the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to
the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
SCHEDULE 13G
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1 |
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NAME OF REPORTING PERSONS
Judith MacCready |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States citizen |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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2,381,132 shares (1) |
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SHARES |
6 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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0 shares |
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EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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2,381,132 shares (1) |
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WITH |
8 |
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SHARED DISPOSITIVE POWER |
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0 shares |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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2,381,132 shares |
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10 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
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o |
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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11.3%(2) |
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12 |
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TYPE OF REPORTING PERSON |
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IN |
(1) Includes 2,381,132 shares held by the P. and J. MacCready Living Trust (Restated) dated March 13, 1997, of which Mrs. MacCready is a trustee.
(2) Based on 21,104,222 shares of common stock of AeroVironment, Inc. outstanding as of November 19, 2008, as reported in AeroVironment, Inc.s Quarterly Report on Form 10-Q filed on December 4, 2008.
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1 |
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NAME OF REPORTING PERSONS
P. and J. MacCready Living Trust (Restated) dated March 13, 1997 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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State of California, United States |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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2,381,132 shares |
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SHARES |
6 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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0 shares |
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EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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2,381,132 shares |
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WITH |
8 |
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SHARED DISPOSITIVE POWER |
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0 shares |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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2,381,132 shares |
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10 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
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o |
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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11.3%(1) |
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12 |
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TYPE OF REPORTING PERSON |
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OO |
(1) Based on 21,104,222 shares of common stock of AeroVironment, Inc. outstanding as of November 19, 2008, as reported in AeroVironment, Inc.s Quarterly Report on Form 10-Q filed on December 4, 2008.
Item 1(a). Name of Issuer:
AeroVironment, Inc.
Item 1(b). Address of Issuers Principal Executive Offices:
181 W. Huntington Drive., Monrovia, CA 91016
Item 2(a). Name of Person Filing:
This Schedule is being filed by Judith MacCready and the P. and J. MacCready Living Trust
(Restated) dated March 13, 1997 (the MacCready Trust). Mrs. MacCready and the MacCready Trust
are filing this Schedule jointly, pursuant to the provisions of Rule 13d-1(k)(1) under the
Securities Exchange Act, as amended, and not as separate persons.
Item 2(b). Address of Principal Business Office or, if None, Residence:
The address of Mrs. MacCready and the MacCready Trust is: c/o AeroVironment, Inc., 181 W.
Huntington Drive., Monrovia, CA 91016.
Item 2(c). Citizenship:
Mrs. MacCready is a United States citizen. The MacCready Trust was formed in the State of
California, United States.
Item 2(d). Title of Class of Securities:
Common stock, $0.0001 par value per share
Item 2(e). CUSIP Number:
008073108
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:
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(a) |
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Broker or dealer registered under Section 15 of the Exchange Act. |
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(b) |
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Bank as defined in Section 3(a)(6) of the Exchange Act. |
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(c) |
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Insurance company as defined in Section 3(a)(19) of the Exchange Act. |
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(d) |
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Investment company registered under Section 8 of the Investment Company Act. |
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(e) |
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An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E); |
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(f) |
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An employee benefit plan or endowment fund in accordance with
Rule 13d-1(b)(1)(ii)(F); |
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(g) |
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A parent holding company or control person in accordance with
Rule 13d-1(b)(1)(ii)(G); |
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(h) |
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A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act; |
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(i) |
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A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment Company Act; |
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(j) |
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Group, in accordance with Rule 13d-1(b)(1)(ii)(J). |
Item 4. Ownership
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(a) |
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Amount beneficially owned: |
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Mrs. MacCready: 2,381,132 Shares (1) |
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MacCready Trust: 2,381,132 Shares |
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(b) |
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Percent of class (2): |
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Mrs. MacCready: 11.3% |
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MacCready Trust: 11.3% |
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(c) |
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Number of shares as to which such person has: |
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(i) |
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Sole power to vote or to direct the vote: |
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Mrs. MacCready: 2,381,132 Shares (1) |
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MacCready Trust: 2,381,132 Shares |
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(ii) |
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Shared power to vote or to direct the vote: |
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Mrs. MacCready: 0 Shares |
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MacCready Trust: 0 Shares |
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Sole power to dispose or to direct the disposition of: |
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Mrs. MacCready: 2,381,132 Shares (1) |
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MacCready Trust: 2,381,132 Shares |
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(iv) |
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Shared power to dispose or to direct the disposition of: |
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Mrs. MacCready: 0 Shares |
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MacCready Trust: 0 Shares |
(1) Includes 2,381,132 shares held by the MacCready Trust, of which Mrs. MacCready is a trustee.
(2) Based on 21,104,222 shares of common stock of AeroVironment, Inc. outstanding as of November
19, 2008, as reported in AeroVironment, Inc.s Quarterly Report on Form 10-Q filed on December
4, 2008.
Item 5. Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the date hereof the reporting
person has ceased to be the beneficial owner of more than five percent of the class of securities,
check the following o
Item 6. Ownership of More than Five Percent on Behalf of Another Person:
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
Not applicable
Item 8. Identification and Classification of Members of the Group:
Not applicable
Item 9. Notice of Dissolution of Group:
Not applicable
Item 10. Certifications:
Not applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
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Dated: February 17, 2009 |
JUDITH MACCREADY
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/s/ Judith MacCready*
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Name: |
Judith MacCready |
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P. AND J. MACCREADY LIVING TRUST
(RESTATED) DATED MARCH 13, 1997
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By: |
/s/ Judith MacCready*
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Name: |
Judith MacCready |
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Title: |
Trustee |
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* |
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By Leslie R. Ravestein, as Attorney-in-Fact. |
Exhibit Index
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Exhibit 1
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Joint Filing Agreement. |
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Exhibit 2
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Power of Attorney. |
exv99w1
Exhibit 1
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the
undersigned agree to the joint filing on behalf of each of them of a Schedule 13G (including any
and all amendments thereto) with respect to the common stock, par value of $0.0001, of
AeroVironment, Inc., and further agree that this Joint Filing Agreement shall be included as an
exhibit to such joint filings.
The undersigned further agree that each party hereto is responsible for the timely filing of
such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the
information concerning such party contained therein; provided that no party is responsible
for the completeness or accuracy of the information concerning any other filing party, unless such
party knows or has reason to believe that such information is inaccurate.
This Joint Filing Agreement may be executed in one or more counterparts, each of which shall
be deemed to be an original instrument, but all of such counterparts together shall constitute one
agreement.
In evidence thereof, the undersigned, being duly authorized, hereby execute this Joint Filing
Agreement this 17th day of February, 2009.
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JUDITH MACCREADY
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/s/ Judith MacCready
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Name: |
Judith MacCready |
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P. AND J. MACCREADY LIVING TRUST
(RESTATED) DATED MARCH 13, 1997
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By: |
/s/ Judith MacCready
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Name: |
Judith MacCready |
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Title: |
Trustee |
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exv99w2
Exhibit 2
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and appoints each of Marco
Quihuis and Leslie Ravestein, signing singly, the undersigneds true and lawful attorney-in-fact
to:
(1) execute for and on behalf of the undersigned, in the undersigneds capacity as an officer
and/or director of AeroVironment, Inc. (the Company), Schedules 13 and Forms 3, 4, and 5 and
any amendments thereto in accordance with Sections 13(d)-(g) or 16(a) of the Securities Exchange
Act of 1934, as amended, and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary
or desirable to complete and execute any such Schedule 13 or Form 3, 4, or 5, complete and
execute any amendment or amendments thereto, and timely file such form with the United States
Securities and Exchange Commission and any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with the foregoing which, in the
opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally
required by, the undersigned, it being understood that the documents executed by such
attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in
such form and shall contain such terms and conditions as such attorney-in-fact may approve in
such attorney-in-facts discretion.
The undersigned hereby grants to each such attorney-in-fact full power and authority to do and
perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the
exercise of any of the rights and powers herein granted, as fully to all intents and purposes as
the undersigned might or could do if personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-facts substitute or substitutes, shall lawfully do or cause to be done by virtue of
this power of attorney and the rights and powers herein granted. The undersigned acknowledges that
the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are
not assuming, nor is the Company assuming, any of the undersigneds responsibilities to comply with
Sections 13 or 16 of the Securities Exchange Act of 1934, as amended.
This Power of Attorney shall remain in full force and effect until the undersigned is no
longer required to file Schedules 13 and Forms 3, 4, and 5 with respect to the undersigneds
holdings of and transactions in securities issued by the Company, unless earlier revoked by the
undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of
this 17th day of February, 2009.
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JUDITH MACCREADY
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/s/ Judith MacCready
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Name: |
Judith MacCready |
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P. AND J. MACCREADY LIVING TRUST
(RESTATED) DATED MARCH 13, 1997
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By: |
/s/ Judith MacCready
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Name: |
Judith MacCready |
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Title: |
Trustee |
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